Corte di giustizia UEsentenza
Corte di giustizia UE n. 806/2013
ECLI:EU:C:2013:281
Testo integrale del provvedimento
Anonimizzato ex art. 52 D.Lgs. 196/2003
[OSCURATO:PERSONA] ([OSCURATO:PERSONA])
7 May 2013 (
*
)
(Appeal – [OSCURATO:PERSONA] protection products – Active substance trifluralin – Non-inclusion in Annex I to [OSCURATO:PERSONA] 91/414/EEC – [OSCURATO:PERSONA] 1999/468/EC – [OSCURATO:PERSONA] 5)
[OSCURATO:PERSONA] C‑584/11 P,
APPEAL under [OSCURATO:PERSONA] 56 of the Statute of the [OSCURATO:PERSONA] of Justice of the [OSCURATO:PERSONA], brought on 21 November 2011,
[OSCURATO:SOCIETA] Ltd,
established in Hitchin ([OSCURATO:PERSONA]),
[OSCURATO:SOCIETA] LLC,
established in Indianapolis ([OSCURATO:PERSONA]),
[OSCURATO:SOCIETA],
established in Mougins (France),
[OSCURATO:SOCIETA],
established in Mougins (France),
[OSCURATO:PERSONA] BV,
established in Hoek (Netherlands),
[OSCURATO:SOCIETA] Hungary kft,
established in Budapest (Hungary),
[OSCURATO:SOCIETA],
established in Milan (Italy),
[OSCURATO:SOCIETA] Polska sp. z o.o.,
established in Warsaw (Poland),
[OSCURATO:SOCIETA] Iberica SA,
established in Madrid (Spain),
[OSCURATO:SOCIETA] s.r.o.,
established in Prague ([OSCURATO:PERSONA]),
[OSCURATO:SOCIETA] Danmark A/S,
established in [OSCURATO:PERSONA] (Denmark),
[OSCURATO:SOCIETA] GmbH,
established in Munich (Germany),
represented by K. [OSCURATO:PERSONA] and C. Mereu, avocats,
appellants,
the other party to the proceedings being:
[OSCURATO:PERSONA]
, represented by G. von Rintelen and P. Ondrůšek, acting as Agents, and by J. Stuyck, advocaat, with an address for service
in Luxembourg,
defendant at first instance,
[OSCURATO:PERSONA] ([OSCURATO:PERSONA]),
composed of J.-J. Kasel, acting as President of the [OSCURATO:PERSONA], M. Safjan and M. Berger (Rapporteur), [OSCURATO:PERSONA],
[OSCURATO:PERSONA]: E. Sharpston,
Registrar: A. [OSCURATO:PERSONA],
having decided, after hearing the [OSCURATO:PERSONA], to rule by order, pursuant to [OSCURATO:PERSONA] 181 of the Rules of Procedure of
the [OSCURATO:PERSONA] of Justice,
makes the following
[OSCURATO:PERSONA]
1
By their appeal, [OSCURATO:SOCIETA] Ltd, [OSCURATO:SOCIETA] LLC, [OSCURATO:SOCIETA], [OSCURATO:SOCIETA], [OSCURATO:SOCIETA]
BV, [OSCURATO:SOCIETA] Hungary kft, [OSCURATO:SOCIETA], [OSCURATO:SOCIETA] Polska sp. z o.o., [OSCURATO:SOCIETA] Iberica
SA, [OSCURATO:SOCIETA] s.r.o., [OSCURATO:SOCIETA] Danmark A/S and [OSCURATO:SOCIETA] GmbH request the [OSCURATO:PERSONA] of Justice to set aside
the judgment of the [OSCURATO:PERSONA] in [OSCURATO:PERSONA] T‑475/07
[OSCURATO:SOCIETA] and Others
v
[OSCURATO:PERSONA]
[2011] ECR I‑0000 (‘the judgment under appeal’) by which the [OSCURATO:PERSONA] dismissed their action for annulment of [OSCURATO:PERSONA] 2007/629/EC of 20 September 2007 concerning the non-inclusion of trifluralin in Annex I to [OSCURATO:PERSONA] 91/414/EEC
and the withdrawal of authorisations for plant protection products containing that substance (OJ 2007 L 255, p. 42) (‘the
decision at issue’).
Legal context
2
[OSCURATO:PERSONA] 91/414/EEC of 15 July 1991 concerning the placing of plant protection products on the market (OJ 1991 L 230,
p. 1), as amended by [OSCURATO:PERSONA] (EC) No 806/2003 of 14 April 2003 (OJ 2003 L 122, p. 1; ‘[OSCURATO:PERSONA] 91/414’), lays
down the Community rules applicable to the granting of authorisation to place plant protection products – such as pesticides
and weedkillers – on the market and to the withdrawal of such authorisation. The directive requires that the [OSCURATO:PERSONA]
authorise the placing of those products on the market only if the active substance contained in those products is listed in
Annex I to that directive.
3
[OSCURATO:PERSONA] 4(1) of [OSCURATO:PERSONA] 91/414, the [OSCURATO:PERSONA] must ensure that the placing on the market of a plant protection
product is not authorised unless it complies with certain criteria relating in particular to the environment and to human
health. It is provided that the use of the active substance, that is to say, the ingredient which makes the product effective,
must have been authorised at [OSCURATO:PERSONA] level. Such authorisation cannot be granted until after the active substance has
been included in Annex I to that directive.
4
[OSCURATO:PERSONA] 5 of [OSCURATO:PERSONA] 91/414 lays down the conditions required in order for a plant protection product to be eligible for
inclusion in Annex I to that directive. That article provides that inclusion may be envisaged only for an initial period not
exceeding 10 years and, moreover, if it may be expected, in the light of current scientific and technical knowledge, that
the plant protection products containing the active substance in question will fulfil certain conditions as to harmlessness.
5
Articles 6 and 19 of that directive govern the procedure for including active substances in Annex I.
6
[OSCURATO:PERSONA] 19 of that directive states that the [OSCURATO:PERSONA] is to be assisted by the [OSCURATO:PERSONA] on the [OSCURATO:PERSONA]
and [OSCURATO:PERSONA] (‘the [OSCURATO:PERSONA]’).
7
Trifluralin is an active substance that is covered by the second stage of the work programme referred to in [OSCURATO:PERSONA] 8(2) of
[OSCURATO:PERSONA] 91/414. It belongs to the list of substances which are subject to the procedures put in place by [OSCURATO:PERSONA]
(EC) No 451/2000 of 28 February 2000 laying down the detailed rules for the implementation of the second and third stages
of the work programme referred to in [OSCURATO:PERSONA] 8(2) of [OSCURATO:PERSONA] 91/414 (OJ 2000 L 55, p. 25), as amended by [OSCURATO:PERSONA] (EC) No 1490/2002 of 14 [OSCURATO:PERSONA] 2002 (OJ 2002 L 224, p. 23) (‘[OSCURATO:PERSONA] 451/2000’).
8
[OSCURATO:PERSONA] the provisions of [OSCURATO:PERSONA] 91/414 and [OSCURATO:PERSONA] 451/2000, the evaluation procedure operates in several stages.
[OSCURATO:PERSONA], having been requested by a producer to include a substance in Annex I to that directive, must designate, after
an initial examination of the request, a rapporteur [OSCURATO:PERSONA] (‘the RMS’) for the active substance that is the subject
of the evaluation. Following that designation, there is a complex evaluation procedure involving the authorities of the RMS,
the [OSCURATO:PERSONA], the [OSCURATO:PERSONA] (EFSA), the [OSCURATO:PERSONA] on [OSCURATO:PERSONA] (to which the matter is
referred under the ‘comitology’ procedure) and possibly experts from the [OSCURATO:PERSONA] (peer review). [OSCURATO:PERSONA] cannot
adopt a final decision on whether or not to include the active substance in Annex I to [OSCURATO:PERSONA] 91/414 until that procedure
has been concluded.
9
[OSCURATO:PERSONA] 6 of [OSCURATO:PERSONA] 451/2000 specifies the documents that must always be included in the complete dossier and in the
summary dossier which producers are required to submit to the RMS.
10
[OSCURATO:PERSONA] the third indent of [OSCURATO:PERSONA] 6(2)(c) of that regulation, the submission of an additional study is possible only in so
far as the study was already ongoing at the time of submission of the complete dossier, the communication of that study was
announced when that dossier was submitted, and the study was submitted at the latest within the 12 months following that submission.
11
[OSCURATO:PERSONA] 8(5) of that regulation provides:
‘The EFSA shall circulate the rapporteur’s draft assessment report to the [OSCURATO:PERSONA] and may organise a consultation of
experts including the [RMS]. The EFSA may consult some or all of the notifiers of active substances specified in Annex I on
the report or parts of the report on the relevant active substance.
Without prejudice to [OSCURATO:PERSONA] 7 of [[OSCURATO:PERSONA] 91/414], submission of new studies shall not be accepted. The [RMS], with the
agreement of the EFSA, may request the notifiers to submit within specified periods further data considered by the [RMS] [or]
the EFSA necessary to clarify the dossier.’
12
[OSCURATO:PERSONA] (EC) No 850/2004 of the [OSCURATO:PERSONA] and of the [OSCURATO:PERSONA] of 29 April 2004 on persistent organic pollutants
and amending [OSCURATO:PERSONA] 79/117/EEC (OJ 2004 L 158, p. 7) is the legal basis for the assessment of chemicals in the light of
the persistent organic pollutants (‘POP’) criteria applying the [OSCURATO:PERSONA] on persistent organic pollutants, signed
on 22 May 2001 (‘the [OSCURATO:PERSONA]’).
13
[OSCURATO:PERSONA] 3(3) of [OSCURATO:PERSONA] 850/2004 provides:
‘[OSCURATO:PERSONA] and the [OSCURATO:PERSONA] shall, within the assessment and authorisation schemes for existing and new chemicals and
pesticides under the relevant Community legislation, take into consideration the criteria set out in paragraph 1 of Annex
D to the [[OSCURATO:PERSONA]] [OSCURATO:PERSONA] and take appropriate measures to control existing chemicals and pesticides and prevent the
production, placing on the market and use of new chemicals and pesticides, which exhibit characteristics of [POP].’
14
A [OSCURATO:PERSONA] working group concluded that trifluralin met the POP selection criteria referred to in [OSCURATO:PERSONA] 3(3) of [OSCURATO:PERSONA] 850/2004, and therefore that that substance was caught by the legal obligations therein defined.
15
[OSCURATO:PERSONA] 5 of [OSCURATO:PERSONA] 1999/468/EC of 28 June 1999 laying down the procedures for the exercise of implementing powers
conferred on the [OSCURATO:PERSONA] (OJ 1999 L 184, p. 23) (‘the comitology decision’), entitled ‘Regulatory procedure’, provides:
‘1. [OSCURATO:PERSONA] shall be assisted by a regulatory committee composed of the representatives of the [OSCURATO:PERSONA] and chaired
by the representative of the [OSCURATO:PERSONA].
2. The representative of the [OSCURATO:PERSONA] shall submit to the committee a draft of the measures to be taken. The committee shall
deliver its opinion on the draft within a time-limit which the chairman may lay down according to the urgency of the matter.
The opinion shall be delivered by the majority laid down in [OSCURATO:PERSONA] 205(2) and (4) of the Treaty in the case of decisions
which the [OSCURATO:PERSONA] [of the [OSCURATO:PERSONA]] is required to adopt on a proposal from the [OSCURATO:PERSONA]. The votes of the representatives
of the [OSCURATO:PERSONA] within the [OSCURATO:PERSONA] shall be weighted in the manner set out in that [OSCURATO:PERSONA]. The chairman shall not
vote.
3. [OSCURATO:PERSONA] shall, without prejudice to [OSCURATO:PERSONA] 8, adopt the measures envisaged if they are in accordance with the opinion
of the committee.
4. If the measures envisaged are not in accordance with the opinion of the committee, or if no opinion is delivered, the [OSCURATO:PERSONA]
shall, without delay, submit to the [OSCURATO:PERSONA] a proposal relating to the measures to be taken and shall inform the [OSCURATO:PERSONA].
5. If the [OSCURATO:PERSONA] considers that a proposal submitted by the [OSCURATO:PERSONA] pursuant to a basic instrument adopted in
accordance with the procedure laid down in [OSCURATO:PERSONA] 251 of the Treaty exceeds the implementing powers provided for in that
basic instrument, it shall inform the [OSCURATO:PERSONA] of its position.
6. [OSCURATO:PERSONA] may, where appropriate in view of any such position, act by qualified majority on the proposal, within a period
to be laid down in each basic instrument but which shall in no case exceed three months from the date of referral to the [OSCURATO:PERSONA].
If within that period the [OSCURATO:PERSONA] has indicated by qualified majority that it opposes the proposal, the [OSCURATO:PERSONA] shall re-examine
it. It may submit an amended proposal to the [OSCURATO:PERSONA], re-submit its proposal or present a legislative proposal on the basis
of the Treaty.
If on the expiry of that period the [OSCURATO:PERSONA] has neither adopted the proposed implementing act nor indicated its opposition
to the proposal for implementing measures, the proposed implementing act shall be adopted by the [OSCURATO:PERSONA].’
Facts underlying the dispute and the decision at issue
16
Trifluralin is an active substance used as a selective broad spectrum herbicide which belongs to the class of dinitroaniline-type
herbicides and which can be used to control grass and broad-leaved weeds. It is absorbed by the roots and shoots and inhibits
cell division. In most cases, trifluralin is incorporated in the soil in order to protect it against degradation by sunlight.
17
The representative formulated product for the evaluation required to be carried out under [OSCURATO:PERSONA] 91/414 is ‘EF 1521’ (known
as ‘Treflan’), that is to say, an emulsifiable concentrate registered under different trade names in Europe.
18
[OSCURATO:PERSONA] 2000 the appellants and the other applicants at first instance, that is [OSCURATO:PERSONA]-[OSCURATO:PERSONA] BV, [OSCURATO:PERSONA], [OSCURATO:PERSONA] – [OSCURATO:PERSONA] L
da
and [OSCURATO:SOCIETA], all of which produce or manufacture trifluralin or trifluralin-based plant protection products or hold
national authorisations to market and sell those products in one or more [OSCURATO:PERSONA] of the [OSCURATO:PERSONA], notified the
[OSCURATO:PERSONA] of their wish to secure the inclusion of that substance in Annex I to [OSCURATO:PERSONA] 91/414. They did so within the
period laid down in [OSCURATO:PERSONA] 4(1) of [OSCURATO:PERSONA] 451/2000.
19
That notification gave rise to a large number of scientific assessments involving the experts of the [OSCURATO:PERSONA][OSCURATO:PERSONA]
for the Environment, the EFSA, the [OSCURATO:PERSONA], the [OSCURATO:PERSONA], the [OSCURATO:PERSONA] trifluralin working group and
the [OSCURATO:PERSONA] (‘EPCO’).
20
The applicants at first instance submitted their dossiers on 24 April 2002 to the [OSCURATO:PERSONA], the [OSCURATO:PERSONA] designated
by the [OSCURATO:PERSONA] as RMS for the trifluralin evaluation procedure.
21
In its draft assessment report presented on 11 July 2003, the RMS recommended that trifluralin be included in Annex I to [OSCURATO:PERSONA]
91/414 subject to two conditions, relating (1) to the minimum purity of the substance, and (2) to the adoption by [OSCURATO:PERSONA],
when granting authorisations, of risk mitigation measures for the protection of aquatic organisms.
22
In regard to that last point, the draft assessment report stated that the applicants at first instance could ‘consider conducting
new experimental tests to address specific concerns at [[OSCURATO:PERSONA]] level’, while nevertheless pointing out that such studies
were ‘not a requirement for the inclusion of trifluralin in Annex I [to [OSCURATO:PERSONA] 91/414]’.
23
Following the EFSA’s transmission of that draft report to the [OSCURATO:PERSONA] and the notifying parties on 24 July 2003 in order
to initiate the peer review provided for in [OSCURATO:PERSONA] 8(5) of [OSCURATO:PERSONA] 451/2000 (‘the peer review’), two [OSCURATO:PERSONA]
expressed their concerns regarding the persistence, bioaccumulation and high volatility of trifluralin, and the view that
that active substance should not be authorised to be placed on the market.
24
At the first meeting of the EFSA ‘Evaluation’ working group, which took place on 15 January 2004 and was attended by representatives
of the applicants at first instance and the [OSCURATO:PERSONA], it was decided that various further data
would be necessary in regard to, inter alia, the storage stability of the substance; its shelf life; analytical methods for
the determination of impurities; mammalian toxicology; a metabolism study in oilseeds; and a number of studies on the environmental
behaviour and fate of the substance.
25
On 3 March 2004 the applicants at first instance sent an email to the EFSA requesting clarification regarding the deadline
set for a new lengthy study of plant metabolites TR‑22 and TR‑28 of trifluralin.
26
By email of 5 March 2004 the EFSA replied that it was for the applicants at first instance to address the data requirements
by either submitting the requested information or providing confirmation that it would be submitted, and that the peer review
of trifluralin would continue to stay in line with the deadlines given in [OSCURATO:PERSONA] (EC) No 1490/2002 of 14 [OSCURATO:PERSONA]
2002 laying down further detailed rules for the implementation of the third stage of the programme of work referred to in
[OSCURATO:PERSONA] 8(2) of [OSCURATO:PERSONA] 91/414 and amending [OSCURATO:PERSONA] (EC) No 451/2000 (OJ 2002 L 224, p. 23). In addition, any outstanding
data would be referenced in the EFSA’s conclusion on the risk assessment.
27
Owing to the disagreement of certain [OSCURATO:PERSONA] with the report of the RMS, the matter was referred to the sittings of
EPCO, that is to say, the operational secretariat – composed of officials of the [OSCURATO:PERSONA] for [OSCURATO:PERSONA]
and [OSCURATO:PERSONA] and the [OSCURATO:PERSONA] – which is responsible, within the EFSA, for the practical
organisation of the rounds of experts responsible for peer review.
28
The conclusions of the EPCO meeting were lodged on 22 June 2004, at the end of the assessment carried out by the [OSCURATO:PERSONA]’
technical experts between April and June 2004 with the aim of re-examining the draft assessment report. Those conclusions
resulted in new requirements, expressed in the following terms:
‘… [t]he initial [predicted environmental concentrations] together with the [no observed effect concentration] of 0.3µg/l
should be used for a new risk assessment. If the [applicants at first instance disagree] on this, additional studies with
different exposure regimes to identify the most critical exposure period should be conducted. [The applicants at first instance
are] to submit exposure studies with different exposure times using the fathead minnow [(
pimephales promelas
)] as the most sensitive fish species.’
29
On 6 October 2004 the RMS, in an email to which the text of the minutes of the EPCO experts’ meeting referred to in paragraph
28 of the present order was attached, stated the following to the applicants at first instance:
‘Please find attached the data requirements for ecotoxicology and residues as presented in the evaluation table for trifluralin
that was produced following the EPCO meetings. The sections of fate and behaviour and toxicology have no data requirements
and the section of phys-chem and methods of analysis has not prepared its part since a clarification by EPCO for some point
is still missing.’
30
On 22 February 2005 the RMS informed the applicants at first instance by email that the draft EFSA conclusions on trifluralin
had become final. It is apparent from those conclusions that, although there had been no evaluation either by the EFSA or
by the RMS on the POP properties of trifluralin, the meeting of the ‘Evaluation’ working group considered that a paragraph
should be included in the EFSA’s conclusions, so as to draw attention to the POP issue. It was also pointed out that, although
the POP issue is not a criterion for non-inclusion of any active substance in Annex I to [OSCURATO:PERSONA] 91/414, a substance that
has been classified as POP should be withdrawn from the [OSCURATO:PERSONA] market.
31
On 14 March 2005 the EFSA delivered its opinion which included a list of eight studies which were to be carried out or were
ongoing with, for each of those studies, information on a possible submission date given by the applicants at first instance,
going from July 2005 to March 2006, or the information that no valid date had been proposed. The study on chronic toxicity
to fish was included among those studies.
32
In that opinion, the EFSA stated that it was unable to take [OSCURATO:PERSONA] 850/2004 into account because it had entered into
force when the peer review was at an advanced stage, but that the available information assessed during the peer review should
allow the [OSCURATO:PERSONA] and the [OSCURATO:PERSONA] to assess trifluralin in the light of the provisions of that regulation as well.
33
In addition, the EFSA stated that various studies remained necessary with regard to the high toxicity of trifluralin for aquatic
organisms, in particular fish, the high risk of bioaccumulation, high persistence in soil and the risk of propagation over
great distance by air by reason of the high volatility of that active substance. As regards high toxicity for aquatic organisms,
the EFSA took the view that further data were needed and that risk assessment in that regard could be concluded only when
those data had been evaluated. It further considered that appropriate risk mitigation measures were required with respect
to the high risk for aquatic organisms.
34
By letter of 2 May 2005 the [OSCURATO:PERSONA] invited the applicants at first instance to submit their comments on the conclusions
of the EFSA’s final report within four weeks of receipt of that letter, stating that no further studies or modifications to
the uses notified would be accepted.
35
Furthermore, in a letter of 23 June 2005, the [OSCURATO:PERSONA] stated that it refused to respond to the technical issues raised
by the applicants at first instance or to give indications as to the positions of the [OSCURATO:PERSONA] in that regard.
36
The RMS informed the applicants at first instance by email that a draft directive for the inclusion of trifluralin in Annex
I to [OSCURATO:PERSONA] 91/414 had been included on the agenda for the meeting of the [OSCURATO:PERSONA] of 14 and 15 July 2005. The
agenda for the next meeting of the [OSCURATO:PERSONA], which was held on 22 and 23 September 2005, again referred to a draft
directive for the inclusion of trifluralin.
37
In a note of 21 October 2005 the [OSCURATO:PERSONA][OSCURATO:PERSONA] for the Environment expressed the view that it was necessary
that trifluralin be examined by the ‘[OSCURATO:PERSONA] on New and [OSCURATO:PERSONA]’ sub-group (‘the TC‑NES sub-group’)
against the POP criteria. It proposed, in view of the time constraints under [OSCURATO:PERSONA] 91/414, that trifluralin should be
submitted to a group of experts as soon as possible, despite the absence of a formal decision on this procedure. [OSCURATO:PERSONA]
took the view that such an opinion would be very helpful for the [OSCURATO:PERSONA] and for the [OSCURATO:PERSONA] itself in the procedure
carried out in the context of [OSCURATO:PERSONA] 91/414. In that note, the [OSCURATO:PERSONA]-[OSCURATO:PERSONA] for the Environment also expressed the
wish that the TC‑NES sub-group should discuss that point at its meeting on 25 and 26 October 2005.
38
In a letter of 6 January 2006 the [OSCURATO:PERSONA] trifluralin working group took note of the examination undertaken on the
basis of the POP criteria and submitted its comments on the POP evaluation to the TC-NES sub-group.
39
On 19 January 2006, in a letter sent to the [OSCURATO:PERSONA], the applicants at first instance challenged the legality, in the context
of the evaluation required under [OSCURATO:PERSONA] 91/414, of the evaluation of trifluralin against the POP criteria.
40
In a working document dated 3 February 2006, the [OSCURATO:PERSONA]-[OSCURATO:PERSONA] for the Environment stated that trifluralin was an example
of an existing active substance used in plant protection products exhibiting POP characteristics, and that, therefore, [OSCURATO:PERSONA]
3(3) of [OSCURATO:PERSONA] 850/2004 had to be applied when considering inclusion of that substance in Annex I to [OSCURATO:PERSONA] 91/414
and when granting a national authorisation for a plant protection product containing trifluralin. [OSCURATO:PERSONA][OSCURATO:PERSONA]
for the Environment stated that the wording of that provision left a lot to the discretion of authorities involved in the
assessment and authorisation schemes, and that, in the case of a plant protection product which is intentionally applied to
field crops and therefore also spread into the environment, exposure could be fully eliminated only by prohibiting the use
of that product. It added that it could not, however, be directly deduced from the regulation or the [OSCURATO:PERSONA]
that there was an obligation to eliminate all exposure, with the result that the decision on what can be regarded as ‘an appropriate
measure to control’ a POP-like substance was left to be made, case by case, by the authorities working within the particular
assessment and authorisation scheme. [OSCURATO:PERSONA][OSCURATO:PERSONA] for the Environment therefore requested the POP competent authorities
to discuss the issue with their counterparts under [OSCURATO:PERSONA] 91/414, and, if possible, to agree on an opinion/advice concerning
the interpretation of [OSCURATO:PERSONA] 3(3) of [OSCURATO:PERSONA] 850/2004 that could be forwarded to the competent authorities under [OSCURATO:PERSONA]
91/414.
41
By letter of 14 March 2006, in reply to the letter from the applicants at first instance of 19 January 2006, the [OSCURATO:PERSONA]
reminded them of the functional separation between the EFSA and the [OSCURATO:PERSONA] and stated that the EFSA assumed sole responsibility
for the content of its report.
42
On 17 May 2006 the applicants at first instance submitted to the RMS a study on chronic toxicity to fish undertaken in March
2005 by an independent laboratory, together with an updated chronic risk assessment. That study was also submitted on 12 June
2006 to the [OSCURATO:PERSONA], which communicated it to the [OSCURATO:PERSONA]. [OSCURATO:PERSONA], however, took the view that that study
was out of time and that there was thus no need to take it into consideration.
43
The non-inclusion of trifluralin was subsequently included on the agenda of the meetings of the [OSCURATO:PERSONA] of 22 and
23 May 2006, 13 and 14 July 2006, 28 and 29 September 2006, 23 and 24 November 2006 and 22 and 23 January 2007, without a
vote being taken at the end of those meetings.
44
On 16 March 2007 the [OSCURATO:PERSONA] delivered an opinion in favour of the non-inclusion of trifluralin in Annex I to [OSCURATO:PERSONA]
91/414. It is evident from the summary report of that meeting that a number of [OSCURATO:PERSONA] commented on that occasion, including
the RMS, which declared that it was in a position to vote in favour of the proposal for the non‑inclusion of trifluralin,
in order to allow the applicants at first instance to take advantage of the subsequent 18-month period formally to submit
the study on chronic toxicity to fish and to allow it, as RMS, formally to evaluate that study.
45
On 20 September 2007 the [OSCURATO:PERSONA] adopted the decision at issue, concluding that trifluralin should not be included in Annex
I to the directive and that authorisations for plant protection products containing that substance should be withdrawn.
46
According to recital 5 in the preamble to the decision at issue, a number of concerns remained unresolved according to the
information available, owing, first of all, to trifluralin’s high toxicity to aquatic organisms, in particular to fish; next,
to the fact that trifluralin is highly persistent in soil and its potential for accumulation; and, lastly, to the presence
of trifluralin in places distant from application (findings on POP properties).
47
On 11 April 2008 the applicants at first instance informed the [OSCURATO:PERSONA] of their intention to submit a fresh request for
the inclusion of trifluralin in Annex I to [OSCURATO:PERSONA] 91/414, pursuant to [OSCURATO:PERSONA] (EC) No 33/2008 of 17 January
2008 laying down detailed rules for the application of [OSCURATO:PERSONA] 91/414 as regards a regular and an accelerated procedure
for the assessment of active substances which were part of the programme of work referred to in [OSCURATO:PERSONA] 8(2) of that directive
but have not been included in its Annex I (OJ 2008 L 15, p. 5).
48
The decision at issue was repealed by [OSCURATO:PERSONA] 2 of [OSCURATO:PERSONA] 2010/355/EU of 25 June 2010 concerning the non-inclusion
of trifluralin in Annex I to [OSCURATO:PERSONA] 91/414 (OJ 2010 L 160, p. 30).
The action before the [OSCURATO:PERSONA] and the judgment under appeal
49
By application lodged at the [OSCURATO:PERSONA] on 21 December 2007, the appellants brought an action under the fourth
paragraph of [OSCURATO:PERSONA] 230 EC for annulment of the decision at issue and for a declaration that [OSCURATO:PERSONA] 3(3) of [OSCURATO:PERSONA] 850/2004
is illegal.
50
In support of their action before the [OSCURATO:PERSONA], the appellants put forward six pleas for annulment and a plea of illegality
relating to [OSCURATO:PERSONA] 3(3) of [OSCURATO:PERSONA] 850/2004.
51
The first plea alleged that the decision at issue was not based on the EFSA report provided for in [OSCURATO:PERSONA] 8(8) of [OSCURATO:PERSONA] 451/2000 and that it was therefore adopted in breach of the applicable procedural rules. In support of their second plea,
the appellants claimed that the [OSCURATO:PERSONA] had made a certain number of manifest errors of assessment. The third plea alleged
that the decision at issue did not comply with the applicable legislative procedure and breached Articles 5 EC and 7 EC, [OSCURATO:PERSONA]
8(8) of [OSCURATO:PERSONA] 451/2000 and [OSCURATO:PERSONA] 5 of the comitology decision. The fourth plea alleged failure to observe the procedural
deadlines provided for in [OSCURATO:PERSONA] 8(7) and (8) of [OSCURATO:PERSONA] 451/2000. In support of the fifth plea, the appellants claimed
that the decision at issue was inadequately reasoned. Lastly, the sixth plea alleged breach of the principles of legal certainty,
protection of legitimate expectations and proportionality, and also infringement of the rights of the defence and of the right
to a fair hearing.
52
[OSCURATO:PERSONA] dismissed the action, holding, in essence, that the [OSCURATO:PERSONA] was not required to follow the EFSA’s opinion
and that the appellants had not proved any manifest error of assessment, abuse of powers, procedural error or failure to state
reasons on the part of the [OSCURATO:PERSONA]. Moreover, the [OSCURATO:PERSONA] was unable to establish any breach of the principles of
legal certainty, of the rights of the defence or of the appellants’ legitimate expectations.
Forms of order sought
53
The appellants claim that the [OSCURATO:PERSONA] should:
– set aside the judgment under appeal and annul the decision at issue;
– in the alternative, refer the case back to the [OSCURATO:PERSONA]; and
– order the [OSCURATO:PERSONA] to pay the costs, including those incurred at first instance.
54
[OSCURATO:PERSONA] contends that the [OSCURATO:PERSONA] should dismiss the appeal and order the appellants to pay the costs.
The appeal
55
[OSCURATO:PERSONA] 181 of its Rules of Procedure, where an appeal is, in whole or in part, manifestly inadmissible or manifestly
unfounded, the [OSCURATO:PERSONA] may at any time, acting on a proposal from the Judge-Rapporteur and after hearing the [OSCURATO:PERSONA],
dismiss that appeal in whole or in part by reasoned order, without opening the oral procedure. It is appropriate to apply
that provision in the present case.
56
The appellants submit that the [OSCURATO:PERSONA] made a number of errors in interpreting the legal framework applicable in the
present case and in interpreting the facts and evidence put forward for its consideration. Those errors of interpretation
resulted in the [OSCURATO:PERSONA] making a number of errors of law. In support of their appeal the appellants, recalling the jurisdiction
of the [OSCURATO:PERSONA] of Justice to review a judgment of the [OSCURATO:PERSONA] where the evidence has been distorted or where the substantive
inaccuracy of its findings is apparent from the documents submitted to the [OSCURATO:PERSONA], put forward three pleas in law.
57
By the first of those pleas, the appellants submit that, by considering that none of the conditions laid down by [OSCURATO:PERSONA] 8(5)
of [OSCURATO:PERSONA] 451/2000 was satisfied and that no request for a further study had been made to the applicants at first instance,
the [OSCURATO:PERSONA] misinterpreted that provision, distorted the evidence brought before it and accordingly made an error of
law. By their second plea, they claim that the [OSCURATO:PERSONA] made a manifest error of assessment in maintaining that the [OSCURATO:PERSONA]
decision to postpone the vote on its draft decision for trifluralin’s inclusion in Annex I to [OSCURATO:PERSONA] 91/414 and on the
modification of the proposals for inclusion did not infringe [OSCURATO:PERSONA] 5 of the comitology decision. As regards the third plea,
the appellants submit, inter alia, that the [OSCURATO:PERSONA] made an error of assessment in holding that the contested decision
was not based on POP criteria – for which there was no basis in the relevant legal framework – whereas evidence on record
clearly showed that the [OSCURATO:PERSONA] did apply those criteria.
58
[OSCURATO:PERSONA] contends, in essence, that, although the appellants largely rely, formally, on a distortion of the evidence,
they are in actual fact seeking to challenge the [OSCURATO:PERSONA] assessment of the facts. The pleas regarding the alleged
distortion of the evidence should therefore be rejected as inadmissible. However, the [OSCURATO:PERSONA] also states its views on
the substance of the case and challenges the appellants’ claims in their entirety.
First plea in law: infringement of [OSCURATO:PERSONA] 8(5) of [OSCURATO:PERSONA] 451/2000
59
In support of the first plea, the appellants essentially rely on two complaints. By the first complaint, they criticise the
[OSCURATO:PERSONA] for concluding that no request was ever made to them, even informally, for submission of a further study. The
second complaint is that the [OSCURATO:PERSONA] infringed the procedural rules relating to submission of a request for a further
study. In that regard the appellants criticise the [OSCURATO:PERSONA] for having found, first, that there was no indication in
the dossier that the EFSA had given its agreement to such a request; secondly, that it could be concluded from the fact that
no deadline was set by the RMS that no request had been made; and, thirdly, that the new aquatic study had not provided an
answer with regard to the other risks.
The first complaint
– Arguments of the parties
60
The appellants criticise the [OSCURATO:PERSONA] for having concluded that a reference to additional studies could not be regarded
as a request for further data necessary to clarify the dossier, and maintain that, in doing so, it misinterpreted [OSCURATO:PERSONA]
8(5) of [OSCURATO:PERSONA] 451/2000. In that regard they submit, in particular, that [OSCURATO:PERSONA] 8(5) does not specify which type of
data are to be considered to constitute further data ‘necessary to clarify the dossier’.
61
[OSCURATO:PERSONA] challenges the substance of that argument, contending that it is clear beyond any doubt from the first sentence
of the second subparagraph of [OSCURATO:PERSONA] 8(5) of [OSCURATO:PERSONA] 451/2000 that the submission of a new study is not accepted in
any case. Accordingly, new studies can never be considered to be such further data.
– Findings of the [OSCURATO:PERSONA]
62
In the first place, it must be recalled that [OSCURATO:PERSONA] 8 of [OSCURATO:PERSONA] 451/2000 expressly provides, twice, in paragraphs
2 and 5, that, without prejudice to [OSCURATO:PERSONA] 7 of [OSCURATO:PERSONA] 91/414, submission of ‘new studies’ is not allowed after notification
of the dossier by the notifier.
63
The only exception in that regard concerns the studies referred to in the third indent of [OSCURATO:PERSONA] 6(2)(c) of [OSCURATO:PERSONA] 451/2000.
According to that provision, the submission of an additional study is possible only in so far as the study was already ongoing
at the time of submission of the complete dossier, the communication of that study was announced when that dossier was submitted,
and the study was submitted at the latest within the 12 months following that submission. However, it must be noted that the
appellants did not plead the foregoing, either before the [OSCURATO:PERSONA] or in the present appeal.
64
Even though, according to [OSCURATO:PERSONA] 8 of [OSCURATO:PERSONA] 451/2000, the RMS – in some circumstances with the agreement of the EFSA
where the draft assessment report has already been sent to the EFSA – can request the notifier to submit, within the time-limits
specified in that provision, further data which the RMS or, where appropriate, the EFSA, judge necessary to clarify the dossier,
[OSCURATO:PERSONA] 8 makes no provision for any such exception in respect of the submission of new studies.
65
Accordingly, further data can be communicated solely for the purpose of clarifying the information already included in the
complete dossier. It should be noted in that regard that it is incumbent on the notifier to ensure that all the studies and
data relevant for the purposes of the evaluation of the active substance sought to be included in Annex I to [OSCURATO:PERSONA] 91/414
are already in the notified dossier.
66
A literal interpretation of [OSCURATO:PERSONA] 8(2) and (5) of [OSCURATO:PERSONA] 451/2000 thus supports the unequivocal conclusion that a
request from the RMS, within the meaning of those provisions, can relate only to ‘further data’ and not to ‘new studies’,
and that therefore those further data can never give rise to the submission of new studies.
67
[OSCURATO:PERSONA] did not, therefore, err in law when it stated, in paragraphs 108 to 112 of the judgment under appeal, that
the submission of new studies cannot be equated with the communication of further data.
68
Consequently, the appellants’ complaint concerning a misinterpretation of [OSCURATO:PERSONA] 8(5) of [OSCURATO:PERSONA] 451/2000 is manifestly
unfounded.
The second complaint
– Arguments of the parties
69
First, the appellants claim that the [OSCURATO:PERSONA] distorted the evidence that was put before it by deciding that no request
for a further study, as referred to in [OSCURATO:PERSONA] 8(5) of [OSCURATO:PERSONA] 451/2000, had been sent to them. The appellants maintain
in that regard that the email from the RMS of 6 October 2004, the EFSA’s table of 22 June 2004 and the EFSA report of 14 March
2005 can be regarded as such a request, inasmuch as that provision does not impose specific formalities on that type of request,
unlike other articles in the same regulation. Secondly, the appellants claim that the [OSCURATO:PERSONA] wrongly found in paragraph
120 of the judgment under appeal that the dossier that was submitted to it did not contain any indication that the EFSA had
agreed that the appellants should supply such a further study. Thirdly, the appellants challenge the [OSCURATO:PERSONA] finding
that, since no deadline was specified by the RMS in its correspondence with them, the documents relied on in that respect
cannot legitimately be described as a request for further data to be supplied, given that the lack of a deadline does not
nullify the legitimacy of that request, particularly as the fact that no deadline was set cannot be attributed to the appellants.
Fourthly, the appellants criticise the [OSCURATO:PERSONA] finding that the new aquatic study did not provide an answer with regard
to the other risks identified by the EFSA, since those other risks were not identified by the EFSA as critical areas of concern,
which means that they did not in themselves prevent a decision to include trifluralin in Annex I to [OSCURATO:PERSONA] 91/414.
70
[OSCURATO:PERSONA] challenges the admissibility as well as the substance of those complaints, contending in particular that there
was neither a request from the RMS for a further study nor any agreement by the EFSA in that respect, and that the nature
of the documents to which the appellants refer means that those documents cannot be regarded as requests meeting the requirement
in [OSCURATO:PERSONA] 451/2000. Furthermore, the absence of any deadline in those documents shows that no such request was ever
made. As to the [OSCURATO:PERSONA] finding that the new aquatic study did not provide an answer with regard to the other risks
identified by the EFSA, the [OSCURATO:PERSONA] notes that that conclusion is formally correct, given that the study in question could
not address such risks, as it had a different purpose.
– Findings of the [OSCURATO:PERSONA]
71
It must be observed that, in paragraphs 16 to 22 of their appeal, the appellants criticise, in particular, the [OSCURATO:PERSONA]
assessment of the facts.
72
It is clear from [OSCURATO:PERSONA] 256 TFEU and the first paragraph of [OSCURATO:PERSONA] 58 of the Statute of the [OSCURATO:PERSONA] of Justice of the [OSCURATO:PERSONA] that the [OSCURATO:PERSONA] has exclusive jurisdiction, first, to find the facts, except where the substantive inaccuracy
of its findings is apparent from the documents submitted to it, and, secondly, to assess those facts. When the [OSCURATO:PERSONA]
has found or assessed the facts, the [OSCURATO:PERSONA] of Justice has jurisdiction under [OSCURATO:PERSONA] 256 TFEU to review the legal characterisation
of those facts by the [OSCURATO:PERSONA] and to review the legal conclusions which it has drawn from them ([OSCURATO:PERSONA] C‑628/10 P
and C‑14/11 P
[OSCURATO:PERSONA] and [OSCURATO:PERSONA]
v
[OSCURATO:PERSONA]
and
[OSCURATO:PERSONA]
v
[OSCURATO:PERSONA] and Others
[2012] ECR I‑0000, paragraph 84 and the case-law cited).
73
[OSCURATO:PERSONA] of Justice thus has no jurisdiction to establish the facts or, in principle, to examine the evidence which the [OSCURATO:PERSONA] has accepted in support of those facts. Provided that the evidence has been properly obtained and the general principles
of law and the rules of procedure in relation to the burden of proof and the taking of evidence have been observed, it is
for the [OSCURATO:PERSONA] alone to assess the value which should be attached to the evidence produced to it. Save where the clear
sense of that evidence is distorted, that appraisal does not therefore constitute a question of law which is subject, as such,
to review by the [OSCURATO:PERSONA] of Justice ([OSCURATO:PERSONA] C‑105/04 P
[OSCURATO:PERSONA] voor de Groothandel op [OSCURATO:PERSONA]
v
[OSCURATO:PERSONA]
[2006] ECR I‑8725, paragraph 70, and
[OSCURATO:PERSONA] and [OSCURATO:PERSONA]
v
[OSCURATO:PERSONA]
and
[OSCURATO:PERSONA]
v
[OSCURATO:PERSONA] and Others
, paragraph 85 and the case-law cited).
74
In that regard it must be noted that, in this instance – as the [OSCURATO:PERSONA], moreover, correctly observes in its submissions
–, even though the appellants formally invoke such distortion by the [OSCURATO:PERSONA], particularly with regard to the form of
the request for further data within the meaning of [OSCURATO:PERSONA] 8(5) of [OSCURATO:PERSONA] 451/2000, in reality the appellants are trying
to obtain a new assessment of the facts and of the evidence.
75
In that context, it must also be observed that distortion of the facts must be obvious from the documents on the [OSCURATO:PERSONA] file,
without there being any need to carry out a new assessment of the facts and the evidence ([OSCURATO:PERSONA] C‑551/03 P
[OSCURATO:PERSONA]
v
[OSCURATO:PERSONA]
[2006] ECR I‑3173, paragraph 54; [OSCURATO:PERSONA] C‑254/09 P
[OSCURATO:PERSONA]
v
OHIM
[2010] ECR I‑7989, paragraph 50; and judgment of 19 July 2012 in [OSCURATO:PERSONA] C‑264/11 P
Kaimer and Others
v
[OSCURATO:PERSONA]
, paragraph 24).
76
With regard to the alleged distortion in relation to the nature of the documents referred to by the appellants (an EFSA report,
the reporting tables of a meeting of the EFSA, the conclusions of that organisation and an email from the RMS), the absence
of the EFSA’s agreement to the alleged request to the appellants to provide further data and the fact that there was no deadline
for the submission of such data, it must be noted that, in paragraphs 116 to 124 of the judgment under appeal, the [OSCURATO:PERSONA] analysed the documents on which the appellants relied in support of their view. It deduced that the appellants were
maintaining that the documents communicated by the applicants in the main proceedings on 17 May 2006 constituted not further
data but an additional study, and, moreover, that the absence both of any indication that the EFSA gave its agreement in relation
to the submission of further data, and of any deadline in that respect, supported the conclusion that no such request for
further data had ever been made. It is on that basis that the [OSCURATO:PERSONA] was able to decide, without distorting either
the facts or the evidence put forward for its appraisal, that no request for further data in accordance with the relevant
provisions had been made to the appellants.
77
That part of the appeal amounts in reality to no more than a request for re-examination of the application submitted to the
[OSCURATO:PERSONA], which the [OSCURATO:PERSONA] of Justice does not have jurisdiction to undertake (see order of 6 October 2011 in [OSCURATO:PERSONA]
C‑448/10 P to C‑450/10 P
ThyssenKrupp [OSCURATO:PERSONA] and Others
v
[OSCURATO:PERSONA]
, paragraph 62 and the case-law cited).
78
It must therefore be concluded that the arguments regarding distortion of the facts and evidence put forward by the appellants
in the second complaint of the first plea in law are manifestly inadmissible and, in any event, unfounded.
79
As regards the complaint concerning the [OSCURATO:PERSONA] conclusion, in paragraph 163 of the judgment under appeal, that the
new aquatic study did not provide an answer with regard to the other risks, in so far as that complaint seeks to challenge
the second part of paragraph 163 of the judgment under appeal, it must be noted that, according to settled case-law, complaints
directed against grounds included in a [OSCURATO:PERSONA] decision purely for the sake of completeness cannot lead to that decision
being set aside and are therefore ineffective ([OSCURATO:PERSONA] C‑189/02 P, C‑202/02 P, C‑205/02 P to C‑208/02 P and C‑213/02 P
[OSCURATO:PERSONA] and Others
v
[OSCURATO:PERSONA]
[2005] ECR I‑5425, paragraph 148, and order of 23 February 2006 in [OSCURATO:PERSONA] C‑171/05 P
Piau
v
[OSCURATO:PERSONA]
, paragraph 86).
80
In view of the fact that the [OSCURATO:PERSONA] found, in the first part of paragraph 163, that communication of the study in question
was late, a finding which was not contested by the appellants, it follows that that argument of the appellants is directed
against a ground included in the judgment under appeal for the sake of completeness and, therefore, even if well-founded,
it cannot lead to the setting aside of that judgment, for which there are other grounds. Consequently, that argument must
be rejected as ineffective (see, to that effect, [OSCURATO:PERSONA] C‑288/11 P
[OSCURATO:PERSONA] and [OSCURATO:PERSONA]
v
[OSCURATO:PERSONA]
[2012] ECR I‑0000, paragraph 68).
81
That part of the second complaint of the first plea in law must therefore be rejected as ineffective.
82
In those circumstances, the first ground of appeal must be dismissed as being in part manifestly inadmissible, if not, and
in any event, manifestly unfounded, and in part ineffective.
Second plea in law: infringement of the comitology decision
Arguments of the parties
83
In support of their second plea, which is presented in a relatively confused manner, the appellants maintain, in essence,
that the [OSCURATO:PERSONA] infringed [OSCURATO:PERSONA] 5(2) of the comitology decision by deciding that that provision does not prohibit
the submission of a proposal without a vote taking place, or the withdrawal and resubmission of a proposal after its amendment.
[OSCURATO:PERSONA] 5(2) of the comitology decision should be interpreted as authorising neither the submission of a proposal to the [OSCURATO:PERSONA] without that committee’s proceeding to a vote nor the possibility of withdrawal and modification of such a proposal
before its resubmission, on more than one occasion, to the [OSCURATO:PERSONA]. Consequently, the appellants maintain that
the proposals which were presented to the [OSCURATO:PERSONA] before March 2007 should have been put to a vote, and that it
was for the [OSCURATO:PERSONA] to decide that question of law. However, instead of doing so, the [OSCURATO:PERSONA] ruled on the length
of time that had passed before the vote and, to that end, based its assessment on case-law that was not relevant. The appellants
also complain that the [OSCURATO:PERSONA] erred in holding that a proposal is liable to change in the course of discussion within
the [OSCURATO:PERSONA], whereas the comitology decision does not allow for a proposal to be amended by the [OSCURATO:PERSONA] once
it has been submitted to that committee. In addition, the appellants claim that the [OSCURATO:PERSONA] did not directly address
their argument that a proposal had been submitted by the [OSCURATO:PERSONA] prior to March 2007 and that that proposal should have
been put to a vote.
84
[OSCURATO:PERSONA] contests the appellants’ interpretation of [OSCURATO:PERSONA] 5(2) of the comitology decision and states in particular
that the [OSCURATO:PERSONA] decision to postpone the vote on its draft decision to include trifluralin in Annex I to [OSCURATO:PERSONA] 91/414
and on the modification of the proposals did not infringe [OSCURATO:PERSONA] 5 of the comitology decision. [OSCURATO:PERSONA] also challenges
the admissibility and the substance of the other complaints relied on by the appellants in the context of that plea.
Findings of the [OSCURATO:PERSONA]
85
As a preliminary point, it must be observed that the appellants seem to be proceeding on the assumption that any document
submitted to the [OSCURATO:PERSONA] and to the working groups within it should be treated like a draft measure that must be
put to a vote as soon as possible.
86
It is true that [OSCURATO:PERSONA] 5(2) of the comitology decision does not expressly provide for the possibility of a proposal being
submitted to the [OSCURATO:PERSONA] without then being subject to a vote, or for the withdrawal of such a proposal and its
amendment prior to its resubmission to that committee. However, that article does not explicitly exclude that possibility
either.
87
By maintaining that once a proposal is submitted to the [OSCURATO:PERSONA], the procedure under [OSCURATO:PERSONA] 5(2) of the comitology
decision must be followed, and therefore that the [OSCURATO:PERSONA] can no longer amend its proposal where that proposal is not supported
by the [OSCURATO:PERSONA], the appellants clearly misconstrue the effect of that provision.
88
It must be observed in that regard that it is clear from [OSCURATO:PERSONA] 8(8) of [OSCURATO:PERSONA] 451/2000 that, at the latest six months
after receipt of the EFSA opinion, the [OSCURATO:PERSONA] must submit a draft review report. On the basis of the finalised review
report the [OSCURATO:PERSONA] then submits to the [OSCURATO:PERSONA] either a draft directive to include the active substance concerned
in Annex I to [OSCURATO:PERSONA] 91/414, setting out where appropriate the conditions, including the time-limit, for such inclusion,
or, pursuant to the fourth subparagraph of [OSCURATO:PERSONA] 8(2) of the directive, a duly reasoned draft decision addressed to the
[OSCURATO:PERSONA] to withdraw the authorisations of plant protection products containing that active substance, whereby that substance
is not included in Annex I to [OSCURATO:PERSONA] 91/414.
89
In addition, [OSCURATO:PERSONA] 8(9) of [OSCURATO:PERSONA] 451/2000 provides that where the [OSCURATO:PERSONA] submits a draft directive or a draft
decision in accordance with paragraph 8 of that article, it is at the same time to submit the conclusions of the [OSCURATO:PERSONA] examination in the format of a finalised review report which is to be noted in the summary record of the meeting.
90
[OSCURATO:PERSONA] stated, quite correctly, in paragraph 194 of the judgment under appeal, that [OSCURATO:PERSONA] 8 of [OSCURATO:PERSONA] 451/2000
thus draws a distinction between two stages in the procedure for the evaluation of dossiers in the context of the procedure
for the inclusion of an active substance in Annex I to that regulation: on the one hand, that relating to the submission of
a draft review report, which must occur at the latest six months after receipt of the EFSA opinion, and, on the other hand,
that relating to the submission of a draft directive or decision on the basis of the finalised review report and which is
not subject to compliance with that time-limit.
91
Only the latter draft directive or decision is covered by [OSCURATO:PERSONA] 5 of the comitology decision when it states, in paragraph
2, that ‘[t]he representative of the [OSCURATO:PERSONA] shall submit to the [[OSCURATO:PERSONA]] a draft of the measures to be taken.
The committee shall deliver its opinion on the draft within a time-limit which the chairman may lay down according to the
urgency of the matter’. Thereafter the [OSCURATO:PERSONA] is, without prejudice to [OSCURATO:PERSONA] 8 of that decision, to adopt the measures
envisaged if they are in accordance with the opinion of that committee. If that is not the case, the [OSCURATO:PERSONA] is, without
delay, to submit to the [OSCURATO:PERSONA] a proposal relating to the measures to be taken and to inform the [OSCURATO:PERSONA].
92
Contrary to what is claimed by the appellants, it does not follow from that provision that the [OSCURATO:PERSONA] is obliged to put
to a vote any document it submits to the committee. [OSCURATO:PERSONA] 5(2) of the comitology decision does not refer to any and all
working or preparatory documents whatsoever that are distributed by the [OSCURATO:PERSONA] within the [OSCURATO:PERSONA], but only
to draft directives or decisions.
93
Furthermore, it is evident from [OSCURATO:PERSONA] 5 of the comitology decision that there is no time-limit for the lodging of a draft
with the committee and that the chairman of the [OSCURATO:PERSONA] – a representative of the [OSCURATO:PERSONA] – can set a time-limit
for delivery of its opinion on the draft, the [OSCURATO:PERSONA] accordingly having some flexibility in that respect. [OSCURATO:PERSONA] 5, therefore,
merely lays down a simple obligation to submit a proposal but does not specify when that proposal must be made, nor does it
specify a period within which a vote on it must take place.
94
That interpretation is supported by certain provisions of the rules of procedure of the [OSCURATO:PERSONA]. Thus, it is apparent
from [OSCURATO:PERSONA] 5(2) of those internal rules of procedure that there is a preparatory stage before a draft may be put to a vote.
In that context, the internal rules of procedure provide that the agenda of a meeting of a working group must make a distinction
between ‘drafts of measures’ and ‘other issues put to the committee for information or a simple exchange of views’, such issues
being intended to provide an overview of the different positions of the [OSCURATO:PERSONA]. Accordingly, those exchanges of views
cannot be regarded as a vote on a draft of a measure.
95
In addition, [OSCURATO:PERSONA] 5(2) of those internal rules of procedure provides that even if the agenda of a meeting of the [OSCURATO:PERSONA] envisages that a point will be put to a vote, that vote does not necessarily have to take place during that session,
since the chairman has considerable flexibility in that respect. Indeed, he may, on his own initiative or at the request of
a committee member, postpone the vote on a particular agenda point until the end of the meeting or a later meeting if a substantive
change is made to the proposal during the meeting, if the text of the proposal has been submitted to the committee during
the meeting, or if a new point has been added to the agenda of the meeting, in accordance with [OSCURATO:PERSONA] 3(3) of the internal
rules of procedure of the [OSCURATO:PERSONA].
96
Furthermore, as regards the alleged prohibition against the [OSCURATO:PERSONA] amendment of a proposal, it must be noted that [OSCURATO:PERSONA]
5(2) of the comitology decision – which, moreover, does not contain any such prohibition – is not, in accordance with a common
practice of which the appellants ought to be aware, either applied or interpreted as meaning that the [OSCURATO:PERSONA] has just
one opportunity to propose the adoption of a measure. Such an interpretation would deprive the [OSCURATO:PERSONA] of the opportunity
to amend its proposals under the procedure laid down by the comitology decision.
97
It follows that it is only when the [OSCURATO:PERSONA] proceeds to a vote that [OSCURATO:PERSONA] 5 of the comitology decision must be
applied.
98
[OSCURATO:PERSONA] did not, therefore, err in law when it interpreted [OSCURATO:PERSONA] 5(2) of the comitology decision as permitting
a proposal to be submitted to the [OSCURATO:PERSONA] without a vote taking place, and as permitting such a proposal to be
withdrawn and resubmitted after being amended.
99
The arguments put forward by the appellants on this point must therefore be rejected.
100
Consequently, the [OSCURATO:PERSONA] must also reject the appellants’ argument that, given that the comitology decision does not allow
for a proposal to be amended by the [OSCURATO:PERSONA] once it has been submitted to the [OSCURATO:PERSONA], the [OSCURATO:PERSONA] erred
in law in holding that a proposal is liable to change in the course of discussion within that committee.
101
It also follows from the [OSCURATO:PERSONA] – correct – interpretation of [OSCURATO:PERSONA] 5 of the comitology decision that the [OSCURATO:PERSONA] cannot have distorted the evidence submitted by the appellants when it concluded that no vote had taken place prior
to March 2007.
102
In view of the fact that the proposal for a non-inclusion decision was put to a vote only once, on 16 March 2007, contrary
to what is claimed by the appellants, and that, in that vote, the proposal received the qualified majority required for its
adoption, it was not necessary for the proposal to be submitted to the [OSCURATO:PERSONA] pursuant to [OSCURATO:PERSONA] 5(4) of the comitology
decision.
103
Accordingly, the arguments put forward by the appellants in that regard must be rejected as manifestly unfounded.
104
It follows from all the foregoing considerations that the second ground of appeal must be dismissed as being manifestly unfounded.
Third plea in law: the application of the POP criteria
Arguments of the parties
105
By their third plea in law, the appellants claim that the [OSCURATO:PERSONA], first, erred in law when it ruled, in paragraphs
178 to 182 of the judgment under appeal, that the criteria of persistence in soil, biodegradability, bioaccumulation and propagation
through air of trifluralin are not only related to the POP criteria but are also included in [OSCURATO:PERSONA] 91/414 since [OSCURATO:PERSONA]
5(2)(c) of that directive and point 7 of Part A of Annex II thereto refer specifically to the ‘[f]ate and behaviour [of the
substance] in the environment’ and deal with its fate and behaviour in soil, water and air, and with the bioaccumulation and
biodegradability of that active substance. Furthermore, the appellants take the view that such an interpretation breaches
the principle of legal certainty in that it opens the door to ‘indefinite situations’ and to criteria being applied ad hoc
to any assessment, rendering the whole assessment under [OSCURATO:PERSONA] 91/414 entirely uncertain and unpredictable.
106
Secondly, the appellants submit that the [OSCURATO:PERSONA] distorted the evidence submitted to it in holding that the evaluation
of trifluralin was not based on POP criteria, even though the evidence in the dossier clearly demonstrated that the [OSCURATO:PERSONA]
had applied those criteria.
107
[OSCURATO:PERSONA] challenges those arguments, referring to the relevant minutes of meetings of the [OSCURATO:PERSONA], and contends
that the decision at issue is based on [OSCURATO:PERSONA] 91/414 alone.
Findings of the [OSCURATO:PERSONA]
108
In the first place, with regard to the complaint of an error of interpretation of the law, it should be borne in mind that
[OSCURATO:PERSONA] 850/2004 does indeed introduce an evaluation mechanism separate from that laid down by [OSCURATO:PERSONA] 91/414.
109
Nevertheless, it cannot be inferred from the fact that the POP criteria were assessed, in terms of [OSCURATO:PERSONA] 850/2004,
during the evaluation procedure that in that respect the decision at issue infringes [OSCURATO:PERSONA] 5(1) of [OSCURATO:PERSONA] 91/414.
110
It must be noted that the criteria set out in that provision are expressed in broad terms and based on an analysis of the
risk of harmful effects of the active substance on human or animal health or on groundwater or any unacceptable influence
on the environment.
111
In addition, the [OSCURATO:PERSONA] was fully entitled to find that, under [OSCURATO:PERSONA] 5(2)(c) of [OSCURATO:PERSONA] 91/414, for inclusion of
an active substance in Annex I to that directive, particular account is to be taken of, where relevant, an estimate of its
fate and distribution in the environment.
112
Furthermore, point 7 of Part A of Annex II to [OSCURATO:PERSONA] 91/414 refers specifically to the fate and behaviour of the active
substance in the environment and deals with its fate and behaviour in soil, water and air and with its bioaccumulation and
biodegradability.
113
It follows that the criteria of persistence in soil, biodegradability, bioaccumulation and transport through air of the active
substance, to which reference is made in recital 5 in the preamble to the decision at issue, are not only related to the POP
criteria but are also implicitly included in [OSCURATO:PERSONA] 91/414, and that the assessment of the POP criteria and the possible
classification as POP do not preclude that substance from having harmful effects within the meaning of [OSCURATO:PERSONA] 5(1) of [OSCURATO:PERSONA]
91/414 (see, to that effect, order of 15 April 2010 in [OSCURATO:PERSONA] C‑517/08 P
[OSCURATO:PERSONA]-[OSCURATO:PERSONA] and Others
v
[OSCURATO:PERSONA],
paragraph 95).
114
Accordingly, the mere fact that an evaluation of trifluralin was carried out in the light of the POP criteria in an assessment
during the evaluation procedure under [OSCURATO:PERSONA] 91/414 is not a ground for annulment of the decision at issue.
115
[OSCURATO:PERSONA] did not, therefore, err in its interpretation of the law in that respect, and the first complaint of the
present plea must accordingly be rejected.
116
In the second place, as regards the complaint concerning the distortion of evidence, it must be noted that, as the [OSCURATO:PERSONA]
correctly states in its submissions, even though the appellants formally invoke such distortion by the [OSCURATO:PERSONA], they
confine themselves to reiterating the arguments they put forward in the [OSCURATO:PERSONA], and are thus in reality seeking to
challenge the [OSCURATO:PERSONA] assessment of the facts.
117
It has consistently been held that an appeal must specify the alleged flaws in the judgment which the appellant claims should
be set aside and the legal arguments which specifically support that claim. That requirement is not satisfied by an appeal
which, without even including an argument specifically identifying the error of law allegedly vitiating the judgment under
appeal, merely reproduces the pleas in law and arguments previously submitted to the [OSCURATO:PERSONA]. In reality, such an appeal
amounts to no more than a request for re-examination of the application submitted to the [OSCURATO:PERSONA], which falls outside
the jurisdiction of the [OSCURATO:PERSONA] of Justice (see order in
ThyssenKrupp [OSCURATO:PERSONA] and Others
v
[OSCURATO:PERSONA]
, paragraph 62 and the case-law cited).
118
Moreover, as has already been stated in paragraph 72 of the present order, it has consistently been held that, in accordance
with [OSCURATO:PERSONA] 256 TFEU and the first paragraph of [OSCURATO:PERSONA] 58 of the Statute of the [OSCURATO:PERSONA] of Justice, the [OSCURATO:PERSONA] has
exclusive jurisdiction, first, to find the facts, except where the substantive inaccuracy of its findings is apparent from
the documents submitted to it, and, secondly, to assess those facts.
119
Consequently, in the absence of arguments demonstrating that there was distortion of evidence by the [OSCURATO:PERSONA], the second
complaint of the third plea in law must be rejected as inadmissible.
120
It follows from all the foregoing considerations that the present ground of appeal must be dismissed as being, in part, manifestly
inadmissible and, in part, manifestly unfounded.
121
Accordingly, in the light of all those considerations, the [OSCURATO:PERSONA] must reject all the pleas put forward in support of the present
appeal as being in part manifestly inadmissible, in part ineffective and in part manifestly unfounded.
Costs
122
[OSCURATO:PERSONA] 138(1) of the Rules of Procedure, which applies to appeal proceedings by virtue of [OSCURATO:PERSONA] 184(1) thereof, the
unsuccessful party is to be ordered to pay the costs if they have been applied for in the successful party’s pleadings.
123
Since the [OSCURATO:PERSONA] has applied for the costs to be paid by the appellants, and the latter have been unsuccessful, the appellants
must be ordered to pay the costs.
On those grounds, the [OSCURATO:PERSONA] ([OSCURATO:PERSONA]) hereby orders:
1.
The appeal is dismissed.
2.
[OSCURATO:SOCIETA] Ltd, [OSCURATO:SOCIETA] LLC, [OSCURATO:SOCIETA], [OSCURATO:SOCIETA], [OSCURATO:PERSONA] BV, [OSCURATO:SOCIETA]
Hungary kft, [OSCURATO:SOCIETA], [OSCURATO:SOCIETA] Polska sp. z o.o., [OSCURATO:SOCIETA] Iberica SA, [OSCURATO:SOCIETA]
s.r.o., [OSCURATO:SOCIETA] Danmark A/S and [OSCURATO:SOCIETA] GmbH shall pay the costs.
[Signatures]
*
Language of the case: English.